Our Fees

As Advisors and Planners our focus is private wealth management and fee-based financial planning services.  We are committed to providing an appropriate level of service to all of our clients. In order to accomplish this, we strive to communicate our value not only through working diligently to help you realize your financial goals and visions, but also through administering fees consistently that are transparent and fair.

Below, we outline the fee schedule for the services we provide. We welcome any questions, at any time, that you may have in regards to these prices and services.

Our Fees Full PDF Version

Wealth Management

Our highly experienced team will direct and supervise the investment management of your assets. This is accomplished by maintaining an appropriate portfolio asset allocation year after year in light of your changing needs and market conditions. Quarterly, systematic fee compensation will be charged for this personalized service as per the fee schedule that follows.

Assets Under ManagementAnnual Fee
$250,000 – $500,0001.25%
$500,001 – $750,0001.15%
$750,001 – $1,500,0001.00%
$1,500,001 – $2,500,000.80%
$2,500,001 +.70%

*Additional fees may apply based on the advisory platform.

Financial Planning

Depending on your needs, our financial planner will develop, present and where appropriate, implement a financial plan to help you achieve your goals. The following items are often, though not always, included:

• Identify life goals & values• College funding• Investment portfolio design
• Tax reduction strategy• Retirement planning• Multi-generational issues
• Net worth & cash flow analysis• Estate and charitable gift planning• Insurance needs analysis
• Real estate & debt management

Plan TypeMinimum Plan Fee
Comprehensive$8,000
Situational$5,500
Retirement Distribution$3,000
Goal-Based Investment Focus$2,500
Financial Life Review$4,000
Asset Allocation Focus$2,500
UpdatesAs quoted / hourly rate

Depending on the complexity of your situation, your plan may cost more than the stated minimum. 100% of the plan fee is due at the commencement of the planning process.

If you engage in a plan update, you will receive a proposal detailing what your update will contain as well as the estimated cost.  We will request a retainer prior to starting the update and invoice the balance at regular intervals, depending upon the complexity of your update.

A La Carte Planning Offerings

We have a variety of services available for a fee. These services are priced based on either an hourly rate or the complexity of your situation. Fees are either upfront or invoiced monthly, depending on the requested service.

Asset Onboarding (No Plan)

Minimum Fee or Billing: $780

We evaluate your financial position, nurturing your investment goals through thoughtful recommendation and personalized management.

Business Succession

Minimum Fee or Billing: As quoted

We facilitate the succession conversation, providing a neutral perspective to help your ownership transfer succeed.

Estate Closure Assistance

Minimum Fee or Billing: Quoted hourly rate

When your loved one passes, we guide you through the estate closure process, providing utmost consideration for your loved one’s wishes.

Estate Planning Collaboration

Minimum Fee or Billing: Quoted hourly rate

In conjunction with your current professionals, we work to convey your best interest and arrange your estate accordingly.

Qualified Retirement Plan Review

Minimum Fee or Billing: As quoted

We assess your company’s retirement plan(s) with respect to structure, cost responsibilities, and investment options, providing guidance and additional perspective based on your company’s needs.

Social Security Optimization

Minimum Fee or Billing: Quoted hourly rate

We guide you to the most appropriate benefit decision with respect to your age, income, life expectancy, and family.

Insurance Review

Minimum Fee or Billing: As quoted

We provide an independent review and guidance for your life insurance policies.

Collaboration with other professionals

Minimum Fee or Billing: Quoted hourly rate

We collaborate with you to work in cooperation with your other professionals (lawyers, CPAs, etc.) in order to bring you your optimal result.

Optional Commission-based Investments and Insurance

A commission will be charged when administering the following services:

  • Mutual funds
  • Annuities (for tax-deferred growth potential)
  • Life insurance, disability insurance, and long-term care coverage